Senior Trading Controls Consultant - 1LoD Controls Remediation - UK hybrid
Role: Senior Trading Controls Consultant
Location: UK hybrid
Timelines: May - December 2026
Vantage Point Global is supporting a major financial services client with a programme of review, remediation and uplift across its Trading Controls environment.
This role will support client-led remediation activity across Group Corporate Treasury and Business & Commercial Banking, helping to strengthen control standards, close gaps, and embed a more consistent 1st Line of Defence control framework.
We are looking for a senior, hands-on controls practitioner with strong investment banking experience, particularly across markets trading controls, control design, remediation and implementation. This role would suit someone who can bring peer-bank best practice, operate effectively under client direction, and engage confidently with senior stakeholders, including executive-level audiences.
What you will be doing
Review the existing Trading Controls environment and identify gaps, weaknesses and areas for uplift.
Support the design, documentation and implementation of controls to close identified gaps.
Work across 1st Line of Defence control frameworks, helping to improve consistency, quality and effectiveness.
Support remediation activity across Group Corporate Treasury and Business & Commercial Banking.
Bring practical peer-bank insight into how controls are designed, evidenced and embedded in comparable investment banking environments.
Work closely with senior client stakeholders to understand current control challenges, agree remediation actions and support delivery.
Produce clear, high-quality control documentation, including control descriptions, process mapping, remediation outputs and supporting evidence.
Help ensure controls are practical, sustainable and aligned to wider governance, risk and regulatory expectations.
Operate as an embedded client-side resource, working collaboratively with business, risk, control and transformation teams.
What we are looking for
Around 7 to 10 years’ experience in global investment banking controls, risk, governance or front-office control environments.
Strong experience in 1st Line of Defence controls design, implementation and uplift.
Good understanding of Markets Trading Controls and the risks associated with trading activity.
Experience delivering control remediation, control enhancement or control framework uplift at a peer investment bank.
Strong understanding of how front-office, treasury, trading, risk and control environments operate.
Ability to identify control gaps and translate findings into clear, practical remediation actions.
Experience documenting controls, control standards, governance processes and remediation plans.
Strong stakeholder management skills, with the confidence and gravitas to work with senior leaders and executives.
Comfortable operating in complex, fast-moving environments where priorities, dependencies and governance requirements may shift.
Able to work independently while remaining aligned to client direction, standards and delivery expectations.
Nice to haves
Experience across Group Treasury, Corporate Treasury, Business Banking or Commercial Banking environments.
Exposure to regulatory remediation, audit findings, control testing or assurance-led change.
Experience working in consultancy, managed service or embedded client-side delivery models.
Familiarity with large UK banking environments and group-wide control standards.
How to apply
If you have strong investment banking controls experience and enjoy turning control gaps into clear, practical remediation activity, we would love to hear from you.
Vantage Point Global is a fully committed Equal Opportunities, inclusive employer. We are passionate about attracting diverse talent and welcome applications from candidates regardless of ethnicity, culture, age, gender, nationality, religion, disability, or sexual orientation.
To apply, you’ll need to provide us with a CV and answer a few questions.
We’d like to let you know that if you have not heard back from us within 3 weeks of the application date, we will not be progressing your application.
- Department
- Experienced Hires
- Locations
- London
- Remote status
- Hybrid
- Employment type
- Full-time
- Employment level
- Executive/Senior Level
About Vantage Point
Vantage Point Global (VP) is a talent consultancy established in 2014 to support top-tier clients in building their talent pipeline. VP provides opportunities for all, hiring exceptional, diverse talent who are supported and developed throughout their career journey at VP, enabling them to be highly effective in their roles.
We partner with our clients to create opportunities for individuals to launch into fulfilling and rewarding careers in the industries we serve and deliver a future-ready workforce to our clients.
Our unique model delivers continuous formal training, personal development and mentoring to create a driven, high-calibre, highly skilled workforce that is empowered to add value to our clients from the outset.
Our head office is in London, but we work with clients globally. We currently have teams in London, Manchester, Newcastle, Belfast, Warsaw, Wroclaw and are expanding into the US and Asia.
Vantage Point Global is a fully committed inclusive employer. We are passionate about attracting diverse talent, and welcome applications regardless of ethnicity, culture, age, gender, nationality, religion, disability, or sexual orientation.